Applied Nanotech Holdings, Inc·4

May 2, 9:12 AM ET

Li Xin D 4

4 · Applied Nanotech Holdings, Inc · Filed May 2, 2013

Insider Transaction Report

Form 4
Period: 2013-04-30
Li Xin D
Director
Transactions
  • Award

    Stock Option-Rt to Buy

    2013-04-30+37,50086,250 total
    Exercise: $0.17Exp: 2023-04-30Common Stock (37,500 underlying)
  • Award

    Stock Option-Rt to Buy

    2013-04-30+12,50098,750 total
    Exercise: $0.09Exp: 2023-04-30Common Stock (12,500 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    6,578,948
  • Stock Option-Rt to Buy

    Common Stock (48,750 underlying)
    48,750
Footnotes (3)
  • [F1]Shares are held by a company, Sichuan Anxian Yinhe Construction and Chemical Group, of which Mr. Li is a Director.
  • [F2]Options issued at various dates, expiring in 2021 and 2022, at prices ranging from $0.23 to $0.40. All fully vested.
  • [F3]Quarterly grant of options to Outside Directors as compensation for serving as a Director. Fully vested at date of grant.

Documents

1 file
  • 4
    li_frm4-043013.xmlPrimary

    FORM 4