Home/Filings/4/0001019687-13-002423
4//SEC Filing

Genius Brands International, Inc. 4

Accession 0001019687-13-002423

$TOONCIK 0001355848operating

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 2:26 PM ET

Size

8.3 KB

Accession

0001019687-13-002423

Insider Transaction Report

Form 4
Period: 2013-05-15
MOELLER KLAUS
DirectorCEO, Chairman10% Owner
Transactions
  • Award

    Options

    2013-05-15+750,0001,950,000 total
    Exercise: $0.20From: 2013-05-15Exp: 2018-05-15Common Stock (750,000 underlying)
  • Disposition to Issuer

    Options

    2009-01-20+2,000,0001,200,000 total
    Exercise: $0.44Exp: 2014-01-20Common Stock (2,000,000 underlying)
Footnotes (3)
  • [F1]The Reporting Person agreed to cancel 2,000,000 options, 1,250,000 of which vested on 1/20/2009 and 750,000 of which vested on 12/31/2009.
  • [F2]Issued directly to reporting person from issuer pursuant to Issuer's Stock Option Plan on May 15, 2013.
  • [F3]Represents, in addition to those options that are the subject of this report: (i) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, (ii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22, and (iii) 100,000 options exercisable on 12/31/2012 and expiring on 12/31/2017 at an exercise price of $0.20.

Issuer

Genius Brands International, Inc.

CIK 0001355848

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001355848

Filing Metadata

Form type
4
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 2:26 PM ET
Size
8.3 KB