Sustainable Environmental Technologies Corp 5

5 · Sustainable Environmental Technologies Corp · Filed Jun 28, 2013

Insider Transaction Report

Form 5
Period: 2013-03-31
Transactions
  • Award

    Common Stock

    2012-10-10$1.30/sh+18,750$24,375527,133 total
  • Award

    Common Stock

    2013-01-04$0.25/sh+35,000$8,750562,133 total
  • Award

    Stock Option

    2013-03-31$0.16/sh+12,500$2,000362,658 total
    Exercise: $0.16From: 2014-03-31Exp: 2023-03-31Common Stock (12,500 underlying)
  • Award

    Common Stock

    2012-04-15$1.30/sh+18,750$24,375439,633 total
  • Award

    Common Stock

    2012-06-26$0.36/sh+50,000$18,250489,633 total
  • Award

    Common Stock

    2012-07-30$1.30/sh+18,750$24,375508,383 total
  • Award

    Stock Option

    2012-12-31$0.25/sh+37,500$9,375260,833 total
    Exercise: $0.25From: 2013-12-31Exp: 2023-12-31Common Stock (37,500 underlying)
  • Award

    Stock Option

    2012-12-31$0.25/sh+89,325$22,331350,158 total
    Exercise: $0.25From: 2013-12-31Exp: 2023-12-31Common Stock (89,325 underlying)
Footnotes (3)
  • [F1]The Issuer was going to issue a total of 150,000 shares to the Reporting Person over 2012 and 2013, in eight (8) equal increments of 18,750 shares. However, due to Mr. Glaser's resignation on April 19, 2013, Mr. Glaser and the Issuer have agreed that any residual shares outstanding shall not be issued.
  • [F2]All stock options vest over 12 months at 1/12 per month from the date of issuance.
  • [F3]As of April 19, 2013, due to Mr. Glaser's resignation and termination of his employment agreement, all stock options granted to Mr. Glaser have been cancelled.

Documents

1 file
  • 5
    glaser_f5.xmlPrimary

    OWNERSHIP DOCUMENT