Home/Filings/5/0001019687-13-002492
5//SEC Filing

Sustainable Environmental Technologies Corp 5

Accession 0001019687-13-002492

CIK 0000932136operating

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 1:56 PM ET

Size

16.4 KB

Accession

0001019687-13-002492

Insider Transaction Report

Form 5
Period: 2013-03-31
Morlock Keith
DirectorSecretary
Transactions
  • Award

    Common Stock

    2012-04-15$1.30/sh+18,750$24,375550,433 total
  • Award

    Stock Option

    2012-12-31$0.25/sh+37,500$9,375260,833 total
    Exercise: $0.25From: 2012-12-31Exp: 2022-12-31Common Stock (37,500 underlying)
  • Award

    Common Stock

    2012-07-30$1.30/sh+18,750$24,375619,183 total
  • Award

    Common Stock

    2012-12-31$1.30/sh+93,750$121,875712,933 total
  • Award

    Stock Option

    2012-12-31$0.25/sh+89,325$22,331350,158 total
    Exercise: $0.25From: 2012-12-31Exp: 2022-12-31Common Stock (89,325 underlying)
  • Award

    Common Stock

    2012-06-20$0.36/sh+50,000$18,250600,433 total
  • Award

    Common Stock

    2013-01-04$0.25/sh+35,000$8,750747,933 total
Footnotes (4)
  • [F1]As previously reported, Mr. Morlock was to receive 150,000 shares over 2012 and 2012, in eight equal increments of $18,750. However, the Issuer accelerated the residual amount due to Mr. Morlock, in the amount of 93,750 shares, due to the termination of the employment agreement between Mr. Morlock and the Issuer on December 31, 2012.
  • [F2]Of the total amount of shares reported, 133,334 are owned by Mr. Morlock's spouse.
  • [F3]All stock options vest over 12 months at 1/12 per month from the date of issuance.
  • [F4]All stock options that would have expired, due to the termination of Mr. Morlock's employment agreement, have been extended by for a period of 5 years, as of December 31, 2012.

Issuer

Sustainable Environmental Technologies Corp

CIK 0000932136

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000932136

Filing Metadata

Form type
5
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 1:56 PM ET
Size
16.4 KB