APPLIED OPTOELECTRONICS, INC. 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Oct 2, 2013
Insider Transaction Report
Form 4
Ignatiev Alex
Director
Transactions
- Conversion
Common Stock, $0.001 par value
2013-10-01+4,360→ 4,360 total - Conversion
Series C Convertible Preferred Stock
2013-10-01−1,887→ 0 total→ Common Stock, $0.001 par value (4,360 underlying)
Footnotes (1)
- [F1]Each share of Series C Convertible Preferred Stock converted into 2.310651 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.