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APPLIED OPTOELECTRONICS, INC. 4

Accession 0001019687-13-003794

$AAOICIK 0001158114operating

View on SEC.gov Company Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 4:35 PM ET

Size

7.0 KB

Accession

0001019687-13-003794

Insider Transaction Report

Form 4

Period: 2013-10-01

APPLIED OPTOELECTRONICS, INC.AAOI

Director

Transactions

Conversion
Common Stock, $0.001 par value
2013-10-01+4,360→ 4,360 total
Conversion
Series C Convertible Preferred Stock
2013-10-01−1,887→ 0 total
→ Common Stock, $0.001 par value (4,360 underlying)

Footnotes (1)

[F1]Each share of Series C Convertible Preferred Stock converted into 2.310651 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.

Documents

1 file

4
aaoi_f4-ignatiev.xmlPrimary
FORM 4

Issuer

APPLIED OPTOELECTRONICS, INC.

CIK 0001158114

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001158114

Filing Metadata

Form type: 4
Filed: Oct 1, 8:00 PM ET
Accepted: Oct 2, 4:35 PM ET
Size: 7.0 KB

View on SEC.gov