APPLIED OPTOELECTRONICS, INC. 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Oct 2, 2013
Insider Transaction Report
Form 4
MOORE ALAN D
Director
Transactions
- Conversion
Common Stock, $0.001 par value
2013-10-01+83,184→ 83,184 total - Conversion
Common Stock, $0.001 par value
2013-10-01+15,999→ 15,999 total - Conversion
Series E Convertible Preferred Stock
2013-10-01−22,988→ 0 total→ Common Stock, $0.001 par value (83,184 underlying) - Conversion
Series F Convertible Preferred Stock
2013-10-01−13,333→ 0 total→ Common Stock, $0.001 par value (15,999 underlying)
Footnotes (2)
- [F1]Each share of Series E Convertible Preferred Stock converted into 3.618590 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.
- [F2]Each share of Series F Convertible Preferred Stock converted into 1.200019 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.