4//SEC Filing
APPLIED OPTOELECTRONICS, INC. 4
Accession 0001019687-13-003797
$AAOICIK 0001158114operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:37 PM ET
Size
10.8 KB
Accession
0001019687-13-003797
Insider Transaction Report
Form 4
MOORE ALAN D
Director
Transactions
- Conversion
Common Stock, $0.001 par value
2013-10-01+83,184→ 83,184 total - Conversion
Common Stock, $0.001 par value
2013-10-01+15,999→ 15,999 total - Conversion
Series E Convertible Preferred Stock
2013-10-01−22,988→ 0 total→ Common Stock, $0.001 par value (83,184 underlying) - Conversion
Series F Convertible Preferred Stock
2013-10-01−13,333→ 0 total→ Common Stock, $0.001 par value (15,999 underlying)
Footnotes (2)
- [F1]Each share of Series E Convertible Preferred Stock converted into 3.618590 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.
- [F2]Each share of Series F Convertible Preferred Stock converted into 1.200019 shares of the Issuer's common stock upon completion of the Issuer's initial public offering.
Documents
Issuer
APPLIED OPTOELECTRONICS, INC.
CIK 0001158114
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001158114
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:37 PM ET
- Size
- 10.8 KB