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Applied Nanotech Holdings, Inc · Nov 4, 5:02 PM ET

Applied Nanotech Holdings, Inc 4

4 · Applied Nanotech Holdings, Inc · Filed Nov 4, 2013

Insider Transaction Report

Form 4
Period: 2013-10-31
Applied Nanotech Holdings, IncAPNT
Li Xin D
Director
Transactions
  • Award

    Stock Option-Rt to Buy

    2013-10-31+12,500→ 111,250 total
    Exercise: $0.08Exp: 2023-10-31→ Common Stock (12,500 underlying)
  • Award

    Stock Option-Rt to Buy

    2013-10-31+12,500→ 123,750 total
    Exercise: $0.05Exp: 2023-10-31→ Common Stock (12,500 underlying)
Holdings

  • Stock Option-Rt to Buy

    → Common Stock (98,750 underlying)
    98,750

  • Common Stock

    (indirect: See footnote)
    6,578,948
Footnotes (3)
  • [F1]Shares are held by a company, Sichuan Anxian Yinhe Construction and Chemical Group, of which Mr. Li is a Director.
  • [F2]Options issued at various dates, expiring from 2021 through 2023, at prices ranging from $0.09 to $0.40. All fully vested.
  • [F3]Quarterly grant of options to Outside Directors as compensation for serving as a Director. Fully vested at date of grant.

Documents

1 file
  • 4
    li_f4.xmlPrimary

    FORM 4