Home/Filings/4/0001019687-13-004083
4//SEC Filing

Applied Nanotech Holdings, Inc 4

Accession 0001019687-13-004083

$NMGXCIK 0000891417operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:02 PM ET

Size

10.0 KB

Accession

0001019687-13-004083

Insider Transaction Report

Form 4
Period: 2013-10-31
Li Xin D
Director
Transactions
  • Award

    Stock Option-Rt to Buy

    2013-10-31+12,500111,250 total
    Exercise: $0.08Exp: 2023-10-31Common Stock (12,500 underlying)
  • Award

    Stock Option-Rt to Buy

    2013-10-31+12,500123,750 total
    Exercise: $0.05Exp: 2023-10-31Common Stock (12,500 underlying)
Holdings
  • Stock Option-Rt to Buy

    Common Stock (98,750 underlying)
    98,750
  • Common Stock

    (indirect: See footnote)
    6,578,948
Footnotes (3)
  • [F1]Shares are held by a company, Sichuan Anxian Yinhe Construction and Chemical Group, of which Mr. Li is a Director.
  • [F2]Options issued at various dates, expiring from 2021 through 2023, at prices ranging from $0.09 to $0.40. All fully vested.
  • [F3]Quarterly grant of options to Outside Directors as compensation for serving as a Director. Fully vested at date of grant.

Issuer

Applied Nanotech Holdings, Inc

CIK 0000891417

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000891417

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:02 PM ET
Size
10.0 KB