Pfenex Inc. 4
4 · Pfenex Inc. · Filed Apr 30, 2015
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
GALE JAMES C
Director
Transactions
- Sale
Common Stock
2015-04-29$14.57/sh−1,576,808$22,974,093→ 1,818,339 total(indirect: See footnote) - Sale
Common Stock
2015-04-29$14.57/sh−330,959$4,822,073→ 592,978 total(indirect: See footnote)
Footnotes (2)
- [F1]Shares held by Signet Healthcare Partners QP Partnership III LP ("SHQP"). SHQP has sole voting and dispositive power over the shares, except that (i) Signet Holdings LLC ("SH LLC"), the general partner of Signet Healthcare GP III LP ("SHGP"), the general partner of SHQP, may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, the Chief Investment Officer of SH LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
- [F2]Shares held by Signet Healthcare Partners Accredited Partnership III LP ("SHPAP"). SHPAP has sole voting and dispositive power over the shares, except that (i) SH LLC, the general partner of SHGP, the general partner of SHPAP may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, the Chief Investment Officer of SH LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.