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3/A//SEC Filing

IDC Financial S.A. 3/A

Accession 0001019687-15-004289

CIK 0001023364other
View on SEC.govCompany Profile

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 6:00 PM ET

Size

23.1 KB

Accession

0001019687-15-004289

Insider Transaction Report

Form 3/AAmended
Period: 2014-04-27
AUTOBYTEL INCABTL
Auto Holdings Ltd.
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Klose de Ojeda John Peter
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877
Aitkenhead Castillo Richard
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
Galeb3 Inc
10% Owner
Holdings

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877
Tezanos Matias de
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
Vargas Jose J.
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Manatee Ventures Inc.
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
IDC Financial S.A.
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Investment & Development Finance Corp.
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
Ceiba International Corp
10% Owner
Holdings

  • Common Stock

    (indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
    100,877

  • Note Convertible into Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
Footnotes (3)
  • [F1]The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings.
  • [F2]The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of Investment and Development Finance Corp., Margarita Klose, wife of Juan Christian Klose Pieters and IDC Financial S.A., beneficially owned by Investment and Development Finance Corp., to the group.
  • [F3]The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. directly owned 95,977 shares of ABTL common stock, and Juan Christian Klose Pieters, jointly with Margarita Klose, owned 4,900 shares of ABTL common stock.

Documents

1 file

Issuer

AUTOBYTEL INC

CIK 0001023364

→
Entity typeother
IncorporatedPanama

Related Parties

1
  • filerCIK 0001658637

Filing Metadata

Form type
3/A
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 6:00 PM ET
Size
23.1 KB
View on SEC.gov