IDC Financial S.A. 3/A
3/A · AUTOBYTEL INC · Filed Nov 20, 2015
Insider Transaction Report
Form 3/AAmended
AUTOBYTEL INCABTL
Auto Holdings Ltd.
10% Owner
Holdings
Warrant to Purchase Common Stock
Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)- 100,877(indirect: Held in the name of IDFC and Juan Christian Klose Pieters)
Common Stock
Note Convertible into Common Stock
Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Footnotes (3)
- [F1]The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings.
- [F2]The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of Investment and Development Finance Corp., Margarita Klose, wife of Juan Christian Klose Pieters and IDC Financial S.A., beneficially owned by Investment and Development Finance Corp., to the group.
- [F3]The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. directly owned 95,977 shares of ABTL common stock, and Juan Christian Klose Pieters, jointly with Margarita Klose, owned 4,900 shares of ABTL common stock.