IDC Financial S.A. 4/A
4/A · AUTOBYTEL INC · Filed Nov 20, 2015
Insider Transaction Report
Form 4/AAmended
AUTOBYTEL INCABTL
Auto Holdings Ltd.
10% Owner
Transactions
- Conversion
Common Stock issued on exercise of Warrant
2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total - Purchase
Warrant to purchase Common Stock
2015-04-27−400,000→ 0 totalExercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying) - Conversion
Common Stock issued on conversion of Convertible Note
2015-04-27+1,075,268→ 1,576,145 total - Purchase
Note Convertible into Common Stock
2015-04-27−1,075,268→ 0 totalExercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Footnotes (3)
- [F1]The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings.
- [F2]The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of IDFC, Margarita Klose, wife of Juan Christian Klose Pieters, and IDC Financial S.A., beneficially owned by IDFC, to the group.
- [F3]The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. ("IDFC") and Juan Christian Klose Pieters (jointly with spouse Margarita Klose), indirect shareholders of Auto Holdings Ltd., owned a total of 100,877 shares of ABTL common stock. IDFC owned 95,977 shares and Juan Christian Klose Pieters (jointly with spouse Margarita Klose) owned 4,900 shares of ABTL common stock.