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4/A//SEC Filing

IDC Financial S.A. 4/A

Accession 0001019687-15-004291

CIK 0001023364other
View on SEC.govCompany Profile

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 6:04 PM ET

Size

27.6 KB

Accession

0001019687-15-004291

Insider Transaction Report

Form 4/AAmended
Period: 2015-04-27
AUTOBYTEL INCABTL
Auto Holdings Ltd.
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Klose de Ojeda John Peter
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Aitkenhead Castillo Richard
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Vargas Jose J.
10% Owner
Transactions
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
Galeb3 Inc
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Tezanos Matias de
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Manatee Ventures Inc.
10% Owner
Transactions
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
Investment & Development Finance Corp.
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Ceiba International Corp
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
IDC Financial S.A.
10% Owner
Transactions
  • Conversion

    Common Stock issued on exercise of Warrant

    2015-04-27$1860000.00/sh+400,000$744,000,000,000→ 500,877 total
  • Conversion

    Common Stock issued on conversion of Convertible Note

    2015-04-27+1,075,268→ 1,576,145 total
  • Purchase

    Warrant to purchase Common Stock

    2015-04-27−400,000→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2018-09-16→ Common Stock (400,000 underlying)
  • Purchase

    Note Convertible into Common Stock

    2015-04-27−1,075,268→ 0 total
    Exercise: $4.65From: 2015-04-27Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Footnotes (3)
  • [F1]The securities are held directly by Auto Holdings. The other reporting persons are indirect owners of the securities. Mr. Vargas, Mr. de Tezanos, Mr. Peter Klose, and Mr. Aitkenhead are the directors of Auto Holdings. Ceiba is the controlling shareholder of Auto Holdings and has the right to appoint one additional director of Auto Holdings. Investment and Development Finance Corp. ("IDFC") is the sole shareholder of Ceiba. Galeb3 is wholly-owned by Mr. Vargas and owns shares of Auto Holdings. Manatee is wholly-owned by Mr. Tezanos and owns shares of Auto Holdings.
  • [F2]The original April 27, 2015 filing is amended to add Juan Christian Klose Pieters, beneficial owner of IDFC, Margarita Klose, wife of Juan Christian Klose Pieters, and IDC Financial S.A., beneficially owned by IDFC, to the group.
  • [F3]The original April 27, 2015 filing is amended to reflect that on that date, Investment and Development Finance Corp. ("IDFC") and Juan Christian Klose Pieters (jointly with spouse Margarita Klose), indirect shareholders of Auto Holdings Ltd., owned a total of 100,877 shares of ABTL common stock. IDFC owned 95,977 shares and Juan Christian Klose Pieters (jointly with spouse Margarita Klose) owned 4,900 shares of ABTL common stock.

Documents

1 file

Issuer

AUTOBYTEL INC

CIK 0001023364

→
Entity typeother
IncorporatedPanama

Related Parties

1
  • filerCIK 0001658637

Filing Metadata

Form type
4/A
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 6:04 PM ET
Size
27.6 KB
View on SEC.gov