$AAOI·4

APPLIED OPTOELECTRONICS, INC. · Jun 8, 5:14 PM ET

APPLIED OPTOELECTRONICS, INC. 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Jun 8, 2016

Insider Transaction Report

Form 4
Period: 2016-06-06
Transactions
  • Award

    Common Stock, $.001 par value

    2016-06-06+7,01120,273 total
Holdings
  • Common Stock, $.001 par value

    (indirect: By Spouse)
    20,000
Footnotes (3)
  • [F1]These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2016 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 27, 2016, until all shares have vested.
  • [F2]1,914 shares are jointly held as community property under the name of the reporting person's spouse.
  • [F3]Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen.

Documents

1 file
  • 4
    chen_frm4.xmlPrimary

    FORM 4