Home/Filings/4/0001019687-16-007395
4//SEC Filing

AETHLON MEDICAL INC 4

Accession 0001019687-16-007395

$AEMDCIK 0000882291operating

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 8:25 PM ET

Size

12.3 KB

Accession

0001019687-16-007395

Insider Transaction Report

Form 4
Period: 2016-08-24
Joyce James A
DirectorChair., Pres., CEO, CFO, Sec.10% Owner
Transactions
  • Gift

    Common Stock

    2016-08-242,00074,000 total
  • Gift

    Common Stock

    2016-08-242,00072,000 total
  • Gift

    Common Stock

    2016-08-24+2,0002,000 total(indirect: As custodian for daughter)
  • Gift

    Common Stock

    2016-08-242,00070,000 total
  • Gift

    Common Stock

    2016-08-24+2,0002,000 total(indirect: As custodian for son)
Footnotes (3)
  • [F1]In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units: options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and 158,500 vested restricted stock units.
  • [F2]This transaction is a donation of common stock by Mr. Joyce to a charitable organization in exchange for no consideration.
  • [F3]This transaction is a gift of common stock by Mr. Joyce to his minor child in exchange for no consideration.

Issuer

AETHLON MEDICAL INC

CIK 0000882291

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000882291

Filing Metadata

Form type
4
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 8:25 PM ET
Size
12.3 KB