AETHLON MEDICAL INC 4
4 · AETHLON MEDICAL INC · Filed Aug 29, 2016
Insider Transaction Report
Form 4
Joyce James A
DirectorChair., Pres., CEO, CFO, Sec.10% Owner
Transactions
- Gift
Common Stock
2016-08-24−2,000→ 74,000 total - Gift
Common Stock
2016-08-24−2,000→ 72,000 total - Gift
Common Stock
2016-08-24+2,000→ 2,000 total(indirect: As custodian for daughter) - Gift
Common Stock
2016-08-24−2,000→ 70,000 total - Gift
Common Stock
2016-08-24+2,000→ 2,000 total(indirect: As custodian for son)
Footnotes (3)
- [F1]In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units: options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and 158,500 vested restricted stock units.
- [F2]This transaction is a donation of common stock by Mr. Joyce to a charitable organization in exchange for no consideration.
- [F3]This transaction is a gift of common stock by Mr. Joyce to his minor child in exchange for no consideration.