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4//SEC Filing

DAVIS W LIPSCOMB JR 4

Accession 0001020563-06-000003

CIK 0000071023other

View on SEC.gov Company Profile

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 3:33 PM ET

Size

49.0 KB

Accession

0001020563-06-000003

Insider Transaction Report

Form 4

Period: 2006-06-12

THOMAS NELSON INCTNM

DAVIS W LIPSCOMB JR

Director

Transactions

Exercise/Conversion
Stock Option - right to buy
2006-06-12$12.50/sh−4,000$50,000→ 0 total
Exercise: $12.50From: 2004-08-21Exp: 2013-08-21→ Thomas Nelson Common Stock (4,000 underlying)
Disposition from Tender
Thomas Nelson Common Stock
2006-06-12$29.85/sh−7,312$218,263→ 0 total(indirect: By Foundation)
Exercise/Conversion
Thomas Nelson Common Stock
2006-06-12$12.50/sh+4,000$50,000→ 20,000 total
Exercise/Conversion
Stock Option - right to buy
2006-06-12$10.50/sh−2,000$21,000→ 0 total
Exercise: $10.50From: 1997-08-22Exp: 2006-08-22→ Thomas Nelson Common Stock (2,000 underlying)
Disposition from Tender
Thomas Nelson Common Stock
2006-06-12$29.85/sh−28,000$835,800→ 0 total
Exercise/Conversion
Thomas Nelson Common Stock
2006-06-12$10.50/sh+2,000$21,000→ 4,000 total
Other
Phantom Stock Units
2006-06-12$29.85/sh−6,795$202,831→ 0 total
Exercise: $0.00From: 2001-09-30Exp: 2011-09-30→ Thomas Nelson Common Stock (6,795 underlying)

Footnotes (7)

[F1]Exercise of in-the-money stock options as part of tender offer to take the company private is reported as a disposition of a derivative security and an acquisition of a Direct Interest in the underlying shares
[F2]Option strike price was determined at FMV on date of grant
[F3]Options are exercisable on the 1 year anniversary date from date of grant. All options have accelerated vesting as a result of the change in control with the tender offer to take the company private
[F4]Disposition pursuant a tender of shares in a change of control transaction
[F5]Price was determined at $29.85 per tender offer in a change in control transaction
[F6]Phantom stock units are settled in cash, 1 unit per 1 share, based on the tender office price of $29.85
[F7]Reportable person has an indirect interest in the entity by virtue of their position as a Director or Trustee of the organization

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

THOMAS NELSON INC

CIK 0000071023

Entity typeother

Related Parties

1

filerCIK 0001020563

Filing Metadata

Form type: 4
Filed: Jun 13, 8:00 PM ET
Accepted: Jun 14, 3:33 PM ET
Size: 49.0 KB

View on SEC.gov