UNITED NATURAL FOODS INC 4
4 · UNITED NATURAL FOODS INC · Filed Sep 16, 2013
Insider Transaction Report
Form 4
BARKER GORDON D
Director
Transactions
- Disposition to Issuer
Restricted Stock Unit
2013-09-12−2,000→ 0 total→ Common Stock (2,000 underlying) - Exercise/Conversion
Common Stock
2013-04-02+1,167→ 3,500 total - Disposition to Issuer
Restricted Stock Unit
2013-09-13−1,666→ 1,667 totalExercise: $0.00→ Common Stock (1,666 underlying) - Exercise/Conversion
Common Stock
2013-04-02+2,333→ 2,333 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-02−1,167→ 0 totalExercise: $33.90Exp: 2020-09-10→ Common Stock (1,167 underlying) - Award
Phantom Stock
2013-09-12+2,000→ 32,827 totalExercise: $0.00→ Common Stock (2,000 underlying) - Award
Phantom Stock
2013-09-13+1,666→ 34,493 totalExercise: $0.00→ Common Stock (1,666 underlying) - Sale
Common Stock
2013-04-02$48.05/sh−3,500$168,175→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-02−2,333→ 1,167 totalExercise: $37.82Exp: 2021-09-12→ Common Stock (2,333 underlying)
Footnotes (7)
- [F1]United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- [F2]The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.
- [F3]Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- [F4]The restricted stock units vest 1/3 immediately, with the remaining 2/3 vesting in two equal annual installments beginning on the first anniversary of the date of grant.
- [F5]On September 12, 2013, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.
- [F6]The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan.
- [F7]On September 13, 2013, 1,666 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.