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UNITED NATURAL FOODS INC·4

Sep 19, 4:18 PM ET

SMITH CRAIG HARDER 4

4 · UNITED NATURAL FOODS INC · Filed Sep 19, 2017

Insider Transaction Report

Form 4
Period: 2017-09-15
UNITED NATURAL FOODS INCUNFI
SMITH CRAIG HARDER
Eastern Region President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-09-15+1,788→ 9,367 total
  • Tax Payment

    Common Stock

    2017-09-17$39.74/sh−439$17,446→ 10,340 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-09-15−1,788→ 5,362 total
    Exercise: $0.00→ Common Stock (1,788 underlying)
  • Award

    Restricted Stock Unit

    2017-09-15+7,120→ 7,120 total
    → Common Stock (7,120 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-16+1,000→ 9,777 total
  • Tax Payment

    Common Stock

    2017-09-15$39.74/sh−590$23,447→ 8,777 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-09-17−1,332→ 2,665 total
    → Common Stock (1,332 underlying)
  • Tax Payment

    Common Stock

    2017-09-16$39.74/sh−330$13,114→ 9,447 total
  • Exercise/Conversion

    Common Stock

    2017-09-17+1,332→ 10,779 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-09-16−1,000→ 0 total
    → Common Stock (1,000 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    161
Footnotes (11)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
  • [F10]Restricted stock units awarded September 16, 2013.
  • [F11]Restricted stock units awarded September 17, 2015.
  • [F2]On September 15, 2017, 1,788 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 590 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  • [F3]On September 16, 2017, 1,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 330 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  • [F4]On September 17, 2017, 1,332 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 439 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  • [F5]Includes 161 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2017.
  • [F6]Restricted stock units awarded September 15, 2016.
  • [F7]Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  • [F8]The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
  • [F9]Restricted stock units awarded September 15, 2017.

Documents

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