4//SEC Filing
Griffin Sean 4
Accession 0001020859-19-000092
CIK 0001020859other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 5:11 PM ET
Size
14.3 KB
Accession
0001020859-19-000092
Insider Transaction Report
Form 4
Griffin Sean
SVP, National Distribution
Transactions
- Exercise/Conversion
Common Stock
2019-09-17+934→ 46,700 total - Exercise/Conversion
Restricted Stock Unit
2019-09-17−934→ 2,804 total→ Common Stock (934 underlying) - Award
Phantom Stock
2019-09-17+2,804→ 24,452 total→ Common Stock (2,804 underlying) - Tax Payment
Common Stock
2019-09-17$13.12/sh−350$4,592→ 46,350 total - Disposition to Issuer
Restricted Stock Unit
2019-09-17−2,804→ 0 total→ Common Stock (2,804 underlying)
Holdings
- 1,622(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]On September 17, 2019, 3,738 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 350 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs.
- [F2]Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
- [F3]RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
- [F4]Includes 1,622 shares of common stock allocated to the reporting person under the Company's 401(k) Plan's UNFI Stock Fund as of September 15, 2019.
- [F5]Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.
- [F6]This RSU awards were granted on September 17, 2015 and vest in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 100% of the original grant amount.
- [F7]The security converts to common stock on a one-for-one basis subject to the terms of the Company's Deferred Compensation Plan.
Documents
Issuer
UNITED NATURAL FOODS INC
CIK 0001020859
Entity typeother
Related Parties
1- filerCIK 0001479964
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 5:11 PM ET
- Size
- 14.3 KB