13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [_]; Amendment Number: ____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NewBridge Partners, LLC ------------------------------------------- Address: 535 Madison Avenue, 14th Floor ------------------------------------------- New York, New York 10022 ------------------------------------------- ------------------------------------------- Form 13F File Number: 28- 5523 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathy T. Abramson ------------------------------------------- Title: Chief Financial Officer ------------------------------------------- Phone: (212) 745-1000 ------------------------------------------- Signature, Place, and Date of Signing: /s/ Kathy T. Abramson New York, New York October 30, 2001 ----------------------- -------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 84 ---------------- Form 13F Information Table Value Total: $2,548,216 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-____________ ___________________ ---- [Repeat as necessary.] NewBridge Partners, LLC Form 13F Information Table For the quarter ended September 30, 2001

ITT INDS INC IND COM COMMON 450911102 356 7,943 0 0 7,943 0 0 7,943 J D S UNIPHASE CORP C COMMON 46612J101 23,526 3,722,419 3,715,929 3,430 3,060 2,553,852 17,755 1,150,812 J.P. MORGAN CHASE & C COMMON 46625H100 285 8,349 2,799 0 5,550 0 0 8,349 JOHNSON & JOHNSON COMMON 478160104 51,783 934,718 475,518 448,000 11,200 828 448,000 485,890 JUNIPER NETWORKS INC COMMON 48203R104 20,841 2,148,562 2,145,477 2,085 1,000 1,357,326 4,775 786,461 LIBERTY MEDIA CORP SE COMMON 530718105 685 53,910 53,910 0 0 1,830 0 52,080 LOWES COS INC COM COMMON 548661107 443 14,000 14,000 0 0 0 0 14,000 MANOR CARE INC COMMON 564055101 560 19,927 0 0 19,927 0 0 19,927 MEDTRONIC INC COM COMMON 585055106 219,493 5,045,820 5,024,885 535 20,400 3,356,402 18,450 1,670,968 MERCK & CO INC COMMON 589331107 3,120 46,851 45,851 0 1,000 75 0 46,776 MERRILL LYNCH & CO IN COMMON 590188108 155,708 3,835,178 3,819,263 415 15,500 2,647,875 13,900 1,173,403 METHANEX CORP COM COMMON 59151K108 242 50,000 50,000 0 0 0 0 50,000 MICROSOFT CORP COM COMMON 594918104 9,835 192,207 167,207 0 25,000 16,107 0 176,100 MINNESOTA MNG & MFG C COMMON 604059105 256 2,600 0 0 2,600 0 0 2,600 MORGAN STANLEY DEAN W COMMON 617446448 523 11,294 9,294 0 2,000 1,254 0 10,040 NBP TRUECROSSING FDS MUTUAL 628745101 121 27,244 27,244 0 0 0 0 27,244 NBP TRUECROSSING FDS MUTUAL 628745200 78 43,574 43,574 0 0 0 0 43,574 NOKIA CORP ADR SPONSO COMMON 654902204 112,554 7,191,965 7,165,925 3,340 22,700 4,519,563 20,530 2,651,872 NORTHERN TR CORP COM COMMON 665859104 283 5,400 0 0 5,400 0 0 5,400 OMNICOM GROUP COM COMMON 681919106 397 6,124 6,124 0 0 20 0 6,104 ORACLE SYS CORP COMMON 68389X105 1,850 147,080 144,080 3,000 0 104,879 3,000 39,201 PFIZER INC COMMON 717081103 205,206 5,117,353 5,093,108 645 23,600 3,508,287 18,690 1,590,376 PHILIP MORRIS COS INS COMMON 718154107 311 6,450 1,650 0 4,800 0 0 6,450 PRINS RECYCLING CORP COMMON 742544109 0 18,000 18,000 0 0 18,000 0 0 QUALCOMM INC COM COMMON 747525103 73,677 1,549,785 1,547,774 611 1,400 1,112,589 6,851 430,345 REDBACK NETWORKS INC COMMON 757209101 19 13,420 13,420 0 0 13,420 0 0 ROYAL DUTCH PETE CO N COMMON 780257804 528 10,500 0 0 10,500 0 0 10,500 RSTK ABTOX INC SER F FOREIGN 00386G991 0 120,387 120,387 0 0 0 0 120,387 SCHERING PLOUGH CORP COMMON 806605101 831 22,400 20,100 0 2,300 0 0 22,400 SCHLUMBERGER COMMON 806857108 213 4,663 2,637 0 2,026 0 0 4,663 SCHWAB CHARLES CORP N COMMON 808513105 101,976 8,867,517 8,804,067 1,450 62,000 5,509,156 72,395 3,285,966 SONIC SOLUTIONS COM COMMON 835460106 52 40,000 40,000 0 0 0 0 40,000 SSL International PLC FOREIGN G8401X108 0 12,999 12,999 0 0 0 0 12,999 ST JUDE MED INC COM COMMON 790849103 8,645 126,300 126,300 0 0 0 0 126,300 STRYKER CORP COM COMMON 863667101 529 10,000 10,000 0 0 0 0 10,000 SUN MICROSYSTEMS INC COMMON 866810104 2,092 252,934 251,434 1,500 0 131,772 1,500 119,662 TEXAS INSTRS INC COM COMMON 882508104 2,759 110,436 109,736 700 0 73,046 700 36,690 UNITED TECHNOLOGIES C COMMON 913017109 202 4,336 4,336 0 0 0 0 4,336 VERITAS SOFTWARE CO C COMMON 923436109 47,217 2,660,594 2,556,584 1,510 2,500 1,885,911 7,945 666,738 WAL MART STORES INC COMMON 931142103 3,298 66,636 52,636 0 14,000 100 0 66,536 WALGREEN COMPANY COMMON 931422109 227 6,600 1,000 0 5,600 0 0 6,600 WRIGLEY WM JR CO COMMON 982526105 1,231 24,000 0 0 24,000 0 0 24,000

NEWBRIDGE PARTNERS LLC 13F-HR