NEWTON CLAY 4
4 · FX ENERGY INC · Filed Sep 23, 2010
Insider Transaction Report
Form 4
FX ENERGY INCFXEN
NEWTON CLAY
Vice President
Transactions
- Exercise/Conversion
Employee stock option
2010-09-21$3.20/sh−39,000$124,800→ 0 totalExercise: $3.20From: 2004-10-01Exp: 2010-10-01→ Common stock (39,000 underlying) - Tax Payment
Common stock
2010-09-21$3.84/sh−32,500$124,800→ 107,851 total - Exercise/Conversion
Common stock
2010-09-21$3.20/sh+39,000$124,800→ 140,351 total
Holdings
- 17,000(indirect: By IRA)
Common stock
- 35,062(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]Option shares acquired by using previously owned stock to pay exercise price.
- [F2]Previously owned shares surrendered to acquire option shares.
- [F3]Includes 7,500 restricted shares that vest on December 21, 2010, 15,000 restricted shares that vest in two equal annual installments beginning December 21, 2010 and 22,500 restricted shares that vest in three equal annual installments beginning December 21, 2010.