NEWTON CLAY 4
4 · FX ENERGY INC · Filed Oct 28, 2010
Insider Transaction Report
Form 4
FX ENERGY INCFXEN
NEWTON CLAY
Vice President
Transactions
- Tax Payment
Common stock
2010-10-26$4.95/sh−33,770$167,162→ 116,081 total - Exercise/Conversion
Common stock
2010-10-26$3.98/sh+42,000$167,160→ 149,851 total - Gift
Common stock
2010-04-22−2,000→ 114,081 total - Gift
Common stock
2010-05-25−4,000→ 110,081 total - Exercise/Conversion
Employee stock option
2010-10-26$3.98/sh−42,000$167,160→ 0 totalExercise: $3.98From: 2006-10-27Exp: 2010-10-27→ Common stock (42,000 underlying)
Holdings
- 17,000(indirect: By IRA)
Common stock
- 35,062(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]Option shares acquired by using previously owned shares to pay exercise price. The options were due to expire October 27, 2010.
- [F2]Previously owned shares surrendered to acquire option shares.
- [F3]Includes 7,500 restricted shares that vest on December 21, 2010, 15,000 restricted shares that vest in two equal annual installments beginning December 21, 2010, and 22,500 restricted shares that vest in three equal annual installments beginning December 21, 2010.