NEWTON CLAY 4
4 · FX ENERGY INC · Filed Feb 4, 2013
Insider Transaction Report
Form 4
FX ENERGY INCFXEN
NEWTON CLAY
Vice President
Transactions
- Gift
Common stock
2013-01-16−1,200→ 126,440 total - Gift
Common stock
2012-05-29−500→ 127,640 total - Sale
Common stock
2013-01-31$4.01/sh−14,000$56,140→ 129,340 total - Gift
Common stock
2012-01-12−1,200→ 128,140 total
Holdings
- 76,952(indirect: By 401(k))
Common stock
- 17,000(indirect: By IRA)
Common stock
Footnotes (3)
- [F1]Open market sale of common stock pursuant to a Rule 10b5-1 plan filed on November 21, 2012. Sale necessary to pay income taxes on 21,348 shares of restricted stock that vested in 2012, including 6,348 shares at $7.92 per share and 15,000 shares at $4.50 per share.
- [F2]Includes 7,500 restricted shares that vest on December 21, 2013, 12,696 restricted shares that vest in two equal annual installments beginning September 16, 2013, and 18,714 restricted shares that vest in three equal annual installments beginning November 15, 2013.
- [F3]Shares contributed by the issuer to the reporting person's 401(k).