4//SEC Filing
NATIONAL HOLDINGS CORP 4
Accession 0001023844-06-000007
CIK 0001023844operating
Filed
Mar 16, 7:00 PM ET
Accepted
Mar 17, 3:56 PM ET
Size
9.7 KB
Accession
0001023844-06-000007
Insider Transaction Report
Form 4
NATIONAL HOLDINGS CORPOLYD.BB
KUSNICK GREGORY P
10% Owner
Transactions
- Award
Series A Convertible Stock
2006-03-15+6,015→ 6,015 total→ Common Stock (481,200 underlying) - Disposition to Issuer
Series A Convertible Stock
2006-03-15−6,015→ 0 total→ Common Stock (401,000 underlying)
GUSTAFSON KAREN JO
10% Owner
Transactions
- Award
Series A Convertible Stock
2006-03-15+6,015→ 6,015 total→ Common Stock (481,200 underlying) - Disposition to Issuer
Series A Convertible Stock
2006-03-15−6,015→ 0 total→ Common Stock (401,000 underlying)
Footnotes (5)
- [F1]The securities are convertible into shares of the Company's Common Stock at $1.50 per share.
- [F2]Amendment of the Company's Certificate of Designation reducing the conversion price of the Series A Convertible Preferred Stock resulting in deemed cancellation of outstanding shares and grant of replacement shares.
- [F3]The securities are exercisable immediately.
- [F4]Inapplicable.
- [F5]The securities are convertible into shares of the Company's Common Stock at $1.25 per share.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001023844
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 7:00 PM ET
- Accepted
- Mar 17, 3:56 PM ET
- Size
- 9.7 KB