NATIONAL HOLDINGS CORP·4

Mar 17, 4:09 PM ET

NATIONAL HOLDINGS CORP 4

4 · NATIONAL HOLDINGS CORP · Filed Mar 17, 2006

Insider Transaction Report

Form 4
Period: 2006-03-15
Transactions
  • Award

    Series A Convertible Stock

    2006-03-15+6,0156,015 total
    Common Stock (481,200 underlying)
  • Disposition to Issuer

    Series A Convertible Stock

    2006-03-156,0150 total
    Common Stock (401,000 underlying)
Footnotes (5)
  • [F1]The securities are convertible into shares of the Company's Common Stock at $1.50 per share.
  • [F2]Amendment of the Company's Certificate of Designation reducing the conversion price of the Series A Convertible Preferred Stock resulting in deemed cancellation of outstanding shares and grant of replacement shares.
  • [F3]The securities are exercisable immediately.
  • [F4]Inapplicable.
  • [F5]The securities are convertible into shares of the Company's Common Stock at $1.25 per share.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT