4//SEC Filing
Shepherd Brian A 4
Accession 0001024478-23-000205
CIK 0001024478other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 9:02 PM ET
Size
17.6 KB
Accession
0001024478-23-000205
Insider Transaction Report
Form 4
Shepherd Brian A
Sr. VP Software and Control
Transactions
- Sale
Common Stock
2023-12-08$279.04/sh−193$53,855→ 3,326 total - Sale
Common Stock
2023-12-08$279.62/sh−1$280→ 3,325 total - Exercise/Conversion
Common Stock
2023-12-09+693→ 4,018 total - Sale
Common Stock
2023-12-11$279.64/sh−273$76,341→ 3,745 total - Sale
Common Stock
2023-12-11$280.15/sh−40$11,206→ 3,705 total - Exercise/Conversion
Restricted Stock Units
2023-12-07−428→ 428 totalFrom: 2022-12-07Exp: 2024-12-07→ Common Stock (428 underlying) - Exercise/Conversion
Common Stock
2023-12-07+428→ 3,519 total - Exercise/Conversion
Restricted Stock Units
2023-12-09−693→ 1,386 totalFrom: 2023-12-09Exp: 2025-12-09→ Common Stock (693 underlying)
Footnotes (7)
- [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- [F7]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Documents
Issuer
ROCKWELL AUTOMATION, INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001458677
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 9:02 PM ET
- Size
- 17.6 KB