Shepherd Brian A 4

4 · ROCKWELL AUTOMATION, INC · Filed Dec 11, 2023

Form 4

Period: 2023-12-07

Sr. VP Software and Control

Transactions

Sale
Common Stock
2023-12-08$279.04/sh−193$53,855→ 3,326 total
Sale
Common Stock
2023-12-08$279.62/sh−1$280→ 3,325 total
Exercise/Conversion
Common Stock
2023-12-09+693→ 4,018 total
Sale
Common Stock
2023-12-11$279.64/sh−273$76,341→ 3,745 total
Sale
Common Stock
2023-12-11$280.15/sh−40$11,206→ 3,705 total
Exercise/Conversion
Restricted Stock Units
2023-12-07−428→ 428 total
From: 2022-12-07Exp: 2024-12-07→ Common Stock (428 underlying)
Exercise/Conversion
Common Stock
2023-12-07+428→ 3,519 total
Exercise/Conversion
Restricted Stock Units
2023-12-09−693→ 1,386 total
From: 2023-12-09Exp: 2025-12-09→ Common Stock (693 underlying)

Footnotes (7)

[F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
[F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F3]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
[F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
[F6]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
[F7]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Documents

1 file