4//SEC Filing
Kulaszewicz Frank C 4
Accession 0001024478-23-000211
CIK 0001024478other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 9:12 PM ET
Size
24.6 KB
Accession
0001024478-23-000211
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-12-11$279.63/sh−1,159$324,093→ 15,371 total - Sale
Common Stock
2023-12-11$280.13/sh−140$39,218→ 15,231 total - Exercise/Conversion
Restricted Stock Units
2023-12-07−371→ 371 totalFrom: 2022-12-07Exp: 2024-12-07→ Common Stock (371 underlying) - Sale
Common Stock
2023-12-08$279.02/sh−165$46,039→ 13,702 total - Exercise/Conversion
Common Stock
2023-12-10+1,606→ 16,530 total - Exercise/Conversion
Common Stock
2023-12-07+371→ 13,867 total - Exercise/Conversion
Common Stock
2023-12-09+693→ 14,395 total - Exercise/Conversion
Common Stock
2023-12-10+529→ 14,924 total - Exercise/Conversion
Restricted Stock Units
2023-12-09−693→ 1,386 totalFrom: 2023-12-09Exp: 2025-12-09→ Common Stock (693 underlying) - Exercise/Conversion
Restricted Stock Units
2023-12-10−529→ 0 totalFrom: 2021-12-10Exp: 2023-12-10→ Common Stock (529 underlying) - Exercise/Conversion
Performance Shares
2023-12-10−1,606→ 0 totalFrom: 2023-12-10Exp: 2023-12-10→ Common Stock (1,606 underlying)
Holdings
- 27.89(indirect: By Savings Plan)
Common Stock
Footnotes (9)
- [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
- [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
- [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- [F6]Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- [F8]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
- [F9]Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Documents
Issuer
ROCKWELL AUTOMATION, INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001516418
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 9:12 PM ET
- Size
- 24.6 KB