|4Mar 1, 6:51 PM ET

Hughes Martin S 4

4 · REDWOOD TRUST INC · Filed Mar 1, 2018

Insider Transaction Report

Form 4
Period: 2018-03-01
Hughes Martin S
President/CFO
Transactions
  • Award

    Deferred Stock Units

    2018-03-01+56,18156,181 total
    Exercise: $14.66Common Stock (56,181 underlying)
  • Gift

    Common Stock

    2018-03-011,150681,579 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Spouse)
    5,000
Footnotes (4)
  • [F1]Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
  • [F2]Represents the portion of 2017 performance-based annual bonus paid in the form of fully vested deferred stock units, instead of cash. Please refer to Item 11 "Executive Compensation" of Form 10-k filed on February 28, 2018 for further details.
  • [F3]Shares are subject to a three-year mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 1, 2021.
  • [F4]No expiration date is applicable to deferred stock units.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT