Lynch John J 4
4 · TAYLOR CAPITAL GROUP INC · Filed Dec 20, 2012
Insider Transaction Report
Form 4
Lynch John J
Vice Chairman Cole Taylor Bank
Transactions
- Exercise/Conversion
Common Stock
2012-12-06$6.23/sh+1,594$9,931→ 123,399 total - Exercise/Conversion
Common Stock (Option to Buy)
2012-12-06−1,594→ 0 totalExercise: $6.23From: 2012-11-05Exp: 2019-11-05→ Common Stock (1,594 underlying)
Holdings
- 13,700(indirect: By IRA)
Common Stock
- 1,850(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]The Forms 4 previously filed by the reporting person on August 15, 2012 (the "First Form 4") and November 6, 2012 (the "Second Form 4") reported total direct ownership of 123,734 and 123,491 shares, respectively. The shares reported on the First Form 4 did not reflect the following, which occurred prior to the date thereof: (i) the transfer of all pecuniary interest in 1,686 restricted shares to the reporting person's former spouse pursuant to a marital settlement agreement; and (ii) the forfeiture of 2,417 restricted shares in conjunction with the U.S. Treasury's resale of the shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, of Taylor Capital Group, Inc. The direct ownership reported on the Second Form 4 correctly reflected the forfeiture noted in clause (ii) above, but continued to erroneously omit the transfer of pecuniary interest noted in clause (i). The 123,399 shares reflected as directly owned hereon reflect the correction of those omissions.
- [F2]Shares held in a self-directed Rollover IRA.
- [F3]Shares held in a self-directed IRA.