4/A//SEC Filing
TAYLOR CAPITAL GROUP INC 4/A
Accession 0001025536-14-000080
CIK 0001025536operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:00 PM ET
Size
13.1 KB
Accession
0001025536-14-000080
Insider Transaction Report
Form 4/AAmended
Daniels C. Bryan
Director
Transactions
- Disposition to Issuer
Nonvoting Convertible Preferred Stock
2014-08-18−641,337→ 0 total(indirect: By Partnership)→ Common Stock (641,337 underlying) - Disposition to Issuer
Common Stock
2014-08-18−549,084→ 0 total(indirect: By Partnership) - Disposition to Issuer
Common Stock
2014-08-18−549,084→ 0 total(indirect: By Partnership) - Disposition to Issuer
Nonvoting Convertible Preferred Stock
2014-08-18−641,337→ 0 total(indirect: By Partnership)→ Common Stock (641,337 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to the merger agreement between the issuer and MB Financial, Inc. ("MB Financial") in exchange for 353,159 shares of MB Financial common stock, the closing price of which was $26.49 per share on the last trading day before the effective time of the merger, and approximately $2,240,263 of cash.
- [F2]The reported securities were held of record by Prairie Capital QP, L.P. ("PCQP"). Mr. Daniels is a Managing Member of Daniels & King Capital IV, L.L.C. ("D&K"), which in turn is the sole general partner of PCQP. As a result, each of Mr. Daniels and D&K may be deemed to have beneficially owned the reported securities. Mr. Daniels and D&K each hereby disclaims any beneficial ownership of any securities directly held by PCQP, except to the extent of their pecuniary interest therein.
- [F3]The reported securities were held of record by Prairie Capital IV, L.P. ("PC"). Mr. Daniels is a Managing Member of D&K, which in turn is the sole general partner of PC. As a result, each of Mr. Daniels and D&K may be deemed to have beneficially owned the reported securities. Mr. Daniels and D&K each hereby disclaims any beneficial ownership of any securities directly held by PC, except to the extent of their pecuniary interest therein.
- [F4]Each share of the issuer's nonvoting convertible preferred stock was convertible into one share of the issuer's common stock, subject to adjustment under certain circumstances, automatically upon a "Widely Dispersed Offering or Conversion Event," as defined in the terms of the nonvoting converting preferred stock set forth in the issuer's Fourth Amended and Restated Certificate of Incorporation.
- [F5]Disposed of pursuant to the merger agreement between the issuer and MB Financial in exchange for 412,495 shares of MB Financial common stock and approximately $2,616,655 of cash.
- [F6]The sole purpose of this amendment is to report the dispositions of the shares of nonvoting convertible preferred stock, which dispositions were inadvertently omitted from the original Form 4.
Documents
Issuer
TAYLOR CAPITAL GROUP INC
CIK 0001025536
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025536
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 4:00 PM ET
- Size
- 13.1 KB