4/A//SEC Filing
ENTERPRISE FINANCIAL SERVICES CORP 4/A
Accession 0001025835-07-000100
$EFSCCIK 0001025835operating
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 2:59 PM ET
Size
11.7 KB
Accession
0001025835-07-000100
Insider Transaction Report
Form 4/AAmended
BARSTOW DEBORAH N
SVP & Controller
Transactions
- Award
Restricted Share Units
2007-05-15+1,273→ 3,106 total→ Common Stock (1,273 underlying)
Holdings
- 4,355
Common Stock
- 4,000
Incentive Stock Option (right to buy)
Exercise: $12.50From: 2004-10-01Exp: 2013-01-01→ Common Stock (4,000 underlying) - 2,000
Incentive Stock Option (right to buy)
Exercise: $13.10From: 2004-10-01Exp: 2013-08-01→ Common Stock (2,000 underlying) - 1,100(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F2]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F3]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The May 17 Form 4 and previous Form 4s filed by the reporting person reported a purchase price equal to the fair market value of common stock on the date of the grant, however no consideration was paid by the reporting person.
- [F4]The Form 4 filed on May 17, 2007 and all Form 4s filed after January 2006 by the reporting person disclosed the acquisition of Restricted Share Units ("RSUs") and beneficial ownership of RSUs in Table I. This amendment restates the disclosure of such acquisition by reporting it in Table II. The May 17 Form 4 and all Form 4s filed by the reporting person after January 2006 also reported both vested and unvested RSUs as common stock beneficially owned by the reporting person. This amendment restates the number of shares of common stock beneficially owned, directly and indirectly, by the reporting person to include RSU's which have vested todate. Unvested RSUs beneficially owned, either directly or indirectly, are disclosed in Table II.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025835
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 2:59 PM ET
- Size
- 11.7 KB