ENTERPRISE FINANCIAL SERVICES CORP 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Jun 2, 2008
Insider Transaction Report
Form 4
Ray Steven L
President, Trust
Transactions
- Purchase
Common Stock
2008-05-30$20.00/sh+3$60→ 6,003 total(indirect: By IRA)
Holdings
- 2,000
Incentive Stock Option (right to buy)
Exercise: $13.10From: 2004-10-01Exp: 2013-08-01→ Commont Stock (2,000 underlying) - 2,500
Incentive Stock Option (right to buy)
Exercise: $11.75From: 2004-10-01Exp: 2011-07-01→ Common Stock (2,500 underlying) - 1,122(indirect: 401 (k) Plan)
Common Stock
- 1,354
Restricted Share Units
→ Common Stock (1,354 underlying) - 1,500
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (1,500 underlying) - 7,629
Common Stock
- 2,500
Non-Qualified Stock Option (right to buy)
Exercise: $10.00From: 2004-10-01Exp: 2012-08-28→ Common Stock (2,500 underlying)
Footnotes (5)
- [F1]The reporting person hold units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 3/31/08.
- [F2]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F3]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.