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4//SEC Filing

ENTERPRISE FINANCIAL SERVICES CORP 4

Accession 0001025835-08-000151

$EFSCCIK 0001025835operating
View on SEC.govCompany Profile

Filed

Jul 7, 8:00 PM ET

Accepted

Jul 8, 4:33 PM ET

Size

15.5 KB

Accession

0001025835-08-000151

Insider Transaction Report

Form 4
Period: 2008-07-07
ENTERPRISE FINANCIAL SERVICES CORPEFSC
HANSON LINDA
President
Transactions
  • Award

    Stock Settled Stock Appreciation Rights

    2008-07-07+36,000→ 36,000 total
    Exercise: $15.95From: 2009-07-07Exp: 2018-07-07→ Common Stock (36,000 underlying)
Holdings

  • COMMON STOCK

    11,715

  • Common Stock

    (indirect: 401 (k) Plan)
    1,667

  • COMMON STOCK

    (indirect: By Children)
    13,915

  • Restricted Share Unis

    → Common Stock (4,045 underlying)
    4,045

  • COMMON STOCK

    43,472

  • Stock Settled Stock Appreciation Rights

    Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (9,433 underlying)
    9,433

  • COMMON STOCK

    (indirect: By IRA)
    8,500

  • Stock Settled Stock Appreciation Rights

    Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (11,495 underlying)
    11,495
Footnotes (7)
  • [F1]These shares are held jointly with spouse.
  • [F2]The reporting person hold units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 5/31/08.
  • [F3]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F4]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
  • [F6]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
  • [F7]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.

Documents

1 file

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001025835

Filing Metadata

Form type
4
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:33 PM ET
Size
15.5 KB
View on SEC.gov