4/A//SEC Filing
ENTERPRISE FINANCIAL SERVICES CORP 4/A
Accession 0001025835-09-000003
$EFSCCIK 0001025835operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:12 PM ET
Size
15.5 KB
Accession
0001025835-09-000003
Insider Transaction Report
Form 4/AAmended
GRASER JAMES E
President
Transactions
- Exercise/Conversion
Common Stock
2008-12-15+3,167→ 3,167 total - Exercise/Conversion
Restricted Share Units
2008-12-15−3,167→ 7,695 total→ Common Stock (3,167 underlying) - Tax Payment
Common Stock
2008-12-15−1,030→ 2,137 total
Holdings
- 12,562
Non-Qualified Stock Option (right to buy)
Exercise: $13.40From: 2004-10-01Exp: 2013-05-13→ Common Stock (12,562 underlying) - 925(indirect: 401 (k) Plan)
Common Stock
- 88,081(indirect: By Trust)
Common Stock
- 2,500
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-01Exp: 2017-06-15→ Common Stock (2,500 underlying) - 7,840
Non-Qualified Stock Option (right to buy)
Exercise: $10.00From: 2004-10-01Exp: 2012-08-28→ Common Stock (7,840 underlying)
Footnotes (5)
- [F1]The reporting person hold units in the stock fund and the shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account as of 11/30/08.
- [F2]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F3]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025835
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 4:12 PM ET
- Size
- 15.5 KB