WARSHAW HENRY 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Jan 16, 2009
Insider Transaction Report
Form 4
WARSHAW HENRY
Director
Transactions
- Award
COMMON STOCK
2009-01-15+490→ 25,479 total
Holdings
- 25,740(indirect: By IRA)
COMMON STOCK
- 5,000(indirect: By LLC)
Convertible Trust Preferred Securities of EFSC Capital
Exercise: $17.34From: 2008-12-12Exp: 2038-12-12→ Common Stock (287,852 underlying) - 25,980(indirect: By Spouse)
COMMON STOCK
- 1,937
Non-Qualified Stock Option (right to buy)
Exercise: $11.50From: 2004-10-01Exp: 2012-01-01→ Common Stock (1,937 underlying) - 1,700
Incentive Stock Option (right to buy)
Exercise: $15.00From: 2004-08-18Exp: 2009-08-18→ Common Stock (1,700 underlying)
Footnotes (2)
- [F1]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F2]The securities are owned by VRE TRUPS LLC as to which the Reporting Person has indirect investment and voting control. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his economic beneficial interest in VRE TRUPS LLC which is less than 1%.