4//SEC Filing
WARSHAW HENRY 4
Accession 0001025835-09-000112
CIK 0001025835other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:08 PM ET
Size
16.7 KB
Accession
0001025835-09-000112
Insider Transaction Report
Form 4
WARSHAW HENRY
Director
Transactions
- Award
COMMON STOCK
2009-11-30$7.32/sh+100$732→ 30,579 total - Award
COMMON STOCK
2009-11-30$7.34/sh+200$1,468→ 30,779 total - Award
COMMON STOCK
2009-11-30$7.43/sh+1,100$8,173→ 32,479 total - Award
COMMON STOCK
2009-11-30$7.35/sh+300$2,205→ 31,079 total - Award
COMMON STOCK
2009-11-30$7.37/sh+100$737→ 31,379 total - Award
COMMON STOCK
2009-11-30$7.36/sh+200$1,472→ 31,279 total
Holdings
- 25,980(indirect: By Spouse)
COMMON STOCK
- 1,937
Non-Qualified Stock Option (right to buy)
Exercise: $11.50From: 2004-10-01Exp: 2012-01-01→ Common Stock (1,937 underlying) - 25,740(indirect: By IRA)
COMMON STOCK
- 5,000(indirect: By LLC)
Convertible Trust Preferred Securities of EFSC Capital
Exercise: $17.34From: 2008-12-12Exp: 2038-12-12→ Common Stock (287,852 underlying)
Footnotes (2)
- [F1]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F2]The securities are owned by VRE TRUPS LLC as to which the Reporting Person has indirect investment and voting control. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his economic beneficial interest in VRE TRUPS LLC which is less than 1%.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001195338
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 3:08 PM ET
- Size
- 16.7 KB