4//SEC Filing
Ray Steven L 4
Accession 0001025835-09-000122
CIK 0001025835other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 9:45 AM ET
Size
18.0 KB
Accession
0001025835-09-000122
Insider Transaction Report
Form 4
Ray Steven L
President, Trust
Transactions
- Exercise/Conversion
Common Stock
2009-12-15+992→ 9,290 total - Tax Payment
Common Stock
2009-12-15−323→ 8,967 total - Exercise/Conversion
Restricted Share Units
2009-12-15−992→ 2,174 total→ Common Stock (992 underlying)
Holdings
- 2,000
Incentive Stock Option (right to buy)
Exercise: $13.10From: 2004-10-01Exp: 2013-08-01→ Commont Stock (2,000 underlying) - 1,500
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (1,500 underlying) - 2,500
Non-Qualified Stock Option (right to buy)
Exercise: $10.00From: 2004-10-01Exp: 2012-08-28→ Common Stock (2,500 underlying) - 1,154(indirect: 401 (k) Plan)
Common Stock
- 2,500
Incentive Stock Option (right to buy)
Exercise: $11.75From: 2004-10-01Exp: 2011-07-01→ Common Stock (2,500 underlying) - 2,500
Incentive Stock Option (right to buy)
Exercise: $15.00From: 2004-10-01Exp: 2010-09-01→ Common Stock (2,500 underlying) - 6,503(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001420177
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 9:45 AM ET
- Size
- 18.0 KB