4/A//SEC Filing
WARSHAW HENRY 4/A
Accession 0001025835-10-000069
CIK 0001025835other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:03 PM ET
Size
9.6 KB
Accession
0001025835-10-000069
Insider Transaction Report
Form 4/AAmended
WARSHAW HENRY
Director
Transactions
- Award
COMMON STOCK
2009-12-17+1,677→ 34,156 total
Holdings
- 25,740(indirect: By IRA)
COMMON STOCK
- 5,000(indirect: By LLC)
Convertible Trust Preferred Securities of EFSC Capital
Exercise: $17.34From: 2008-12-12Exp: 2038-12-12→ Common Stock (287,852 underlying) - 25,980(indirect: By Spouse)
COMMON STOCK
- 1,937
Non-Qualified Stock Option (right to buy)
Exercise: $11.50From: 2004-10-01Exp: 2012-01-01→ Common Stock (1,937 underlying)
Footnotes (3)
- [F1]Represents shares issued under the Non-Management Director Stock Plan.
- [F2]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F3]The securities are owned by VRE TRUPS LLC as to which the Reporting Person has indirect investment and voting control. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his economic beneficial interest in VRE TRUPS LLC which is less than 1%.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001195338
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 2:03 PM ET
- Size
- 9.6 KB