4//SEC Filing
Barry John G 4
Accession 0001025835-10-000103
CIK 0001025835other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 2:35 PM ET
Size
13.4 KB
Accession
0001025835-10-000103
Insider Transaction Report
Form 4
Barry John G
EVP
Transactions
- Award
Common Stock
2010-02-17+4,242→ 5,064 total - Tax Payment
Common Stock
2010-02-17$9.10/sh−1,600$14,560→ 3,464 total - Award
Common Stock
2010-02-17+10,000→ 13,464 total - Tax Payment
Common Stock
2010-02-17$9.10/sh−3,394$30,885→ 10,070 total
Holdings
- 4,707
Common Stock
- 1,684
Restricted Share Units
→ Common Stock (1,684 underlying)
Footnotes (7)
- [F1]The shares of restricted stock were initially awarded on February 17, 2010 and will vest 100% upon the earliest to occur of (i) the second anniversary of the award (subject to continuous employment of the reporting person), (ii) the death of the reporting person, (iii) the reporting person becoming disabled or (iv) certain change in control events.
- [F2]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
- [F3]Withholding of stock to satisfy tax withholding obligation on issuance of salary stock.
- [F4]The shares of restricted stock were initially awarded on February 17, 2010 and will vest according to the following schedule, subject to continued employment of the reporting person: (i) no vesting on the first anniversary of the award, (ii) 40% of the shares will vest on February 17, 2011, and (iii) 20% of the shares will vest on each of the third, fourth, and fifth anniversary of the award; provided, that the shares will vest 100% in the event of the reporting persons death, the reporting person becoming disabled or certain change in control events.
- [F5]These shares are held jointly with spouse.
- [F6]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F7]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001414898
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 2:35 PM ET
- Size
- 13.4 KB