4//SEC Filing
HANSON LINDA 4
Accession 0001025835-10-000105
CIK 0001025835other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 2:36 PM ET
Size
17.6 KB
Accession
0001025835-10-000105
Insider Transaction Report
Form 4
HANSON LINDA
President
Transactions
- Award
COMMON STOCK
2010-02-17+3,719→ 17,754 total - Tax Payment
COMMON STOCK
2010-02-17$9.10/sh−1,400$12,740→ 16,354 total
Holdings
- 43,472
COMMON STOCK
- 657
Restricted Share Unis
→ Common Stock (657 underlying) - 11,495
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (11,495 underlying) - 13,915(indirect: By Children)
COMMON STOCK
- 25,003(indirect: By IRA)
COMMON STOCK
- 2,127(indirect: 401 (k) Plan)
COMMON STOCK
- 9,433
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (9,433 underlying) - 36,000
Stock Settled Stock Appreciation Rights
Exercise: $15.95From: 2009-07-07Exp: 2018-07-07→ Common Stock (36,000 underlying)
Footnotes (10)
- [F1]The shares of restricted stock were initially awarded on February 17, 2010 and will vest 100% upon the earliest to occur of (i) the second anniversary of the award (subject to continuous employment of the reporting person), (ii) the death of the reporting person, (iii) the reporting person becoming disabled or (iv) certain change in control events.
- [F10]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.
- [F2]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
- [F3]Withholding of stock to satisfy tax withholding obligation on issuance of salary stock.
- [F4]These shares are held jointly with spouse.
- [F5]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F6]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F7]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F8]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F9]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001395348
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 2:36 PM ET
- Size
- 17.6 KB