WARSHAW HENRY 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Jan 19, 2011
Insider Transaction Report
Form 4
WARSHAW HENRY
Director
Transactions
- Award
COMMON STOCK
2011-01-18+999→ 37,756 total
Holdings
- 25,740(indirect: By IRA)
COMMON STOCK
- 1,937
Non-Qualified Stock Option (right to buy)
Exercise: $11.50From: 2004-10-01Exp: 2012-01-01→ Common Stock (1,937 underlying) - 25,980(indirect: By Spouse)
COMMON STOCK
- 5,000(indirect: By LLC)
Convertible Trust Preferred Securities of EFSC Capital
Exercise: $17.34From: 2008-12-12Exp: 2038-12-12→ Common Stock (287,852 underlying)
Footnotes (3)
- [F1]Represents shares issued under the Non-Management Director Stock Plan.
- [F2]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F3]The securities are owned by VRE TRUPS LLC as to which the Reporting Person has indirect investment and voting control. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his economic beneficial interest in VRE TRUPS LLC which is less than 1%.