Home/Filings/4/0001025835-11-000079
4//SEC Filing

Barry John G 4

Accession 0001025835-11-000079

CIK 0001025835other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 12:16 PM ET

Size

9.8 KB

Accession

0001025835-11-000079

Insider Transaction Report

Form 4
Period: 2011-01-21
Transactions
  • Award

    Common Stock

    2011-01-21+5,89816,379 total
  • Tax Payment

    Common Stock

    2011-01-21$11.55/sh2,020$23,33114,359 total
Holdings
  • Common Stock

    4,707
  • Restricted Share Units

    Common Stock (1,124 underlying)
    1,124
Footnotes (6)
  • [F1]The shares of restricted stock were initially awarded on January 21, 2011 and will vest 100% upon the earliest to occur of (i) the second anniversary of the award (subject to continuous employment of the reporting person), (ii) the death of the reporting person, (iii) the reporting person becoming disabled or (iv) certain change in control events.
  • [F2]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
  • [F3]Withholding of stock to satisfy tax withholding obligation on issuance of salary stock.
  • [F4]These shares are held jointly with spouse.
  • [F5]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F6]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

Entity typeother

Related Parties

1
  • filerCIK 0001414898

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 12:16 PM ET
Size
9.8 KB