4//SEC Filing
HANSON LINDA 4
Accession 0001025835-11-000081
CIK 0001025835other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 12:18 PM ET
Size
15.8 KB
Accession
0001025835-11-000081
Insider Transaction Report
Form 4
HANSON LINDA
President
Transactions
- Tax Payment
COMMON STOCK
2011-01-21$11.55/sh−1,391$16,066→ 19,314 total - Award
COMMON STOCK
2011-01-21+3,901→ 20,705 total
Holdings
- 25,133(indirect: By IRA)
COMMON STOCK
- 2,612(indirect: 401 (k) Plan)
COMMON STOCK
- 11,495
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (11,495 underlying) - 13,915(indirect: By Children)
COMMON STOCK
- 36,000
Stock Settled Stock Appreciation Rights
Exercise: $15.95From: 2009-07-07Exp: 2018-07-07→ Common Stock (36,000 underlying) - 9,433
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (9,433 underlying) - 43,472
COMMON STOCK
Footnotes (8)
- [F1]The shares of restricted stock were initially awarded on January 21, 2011 and will vest 100% upon the earliest to occur of (i) the second anniversary of the award (subject to continuous employment of the reporting person), (ii) the death of the reporting person, (iii) the reporting person becoming disabled or (iv) certain change in control events.
- [F2]The shares of restricted stock were awarded pursuant to the Company's 2002 Stock Incentive Plan.
- [F3]Withholding of stock to satisfy tax withholding obligation on issuance of salary stock.
- [F4]These shares are held jointly with spouse.
- [F5]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F6]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F7]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
- [F8]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001395348
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 12:18 PM ET
- Size
- 15.8 KB