4//SEC Filing
DUMLAO TROY 4
Accession 0001025835-25-000096
CIK 0001025835other
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 9:44 AM ET
Size
19.0 KB
Accession
0001025835-25-000096
Insider Transaction Report
Form 4
DUMLAO TROY
EVP, Chief Accounting Officer
Transactions
- Other
Common Stock
2025-06-30$46.84/sh+450$21,078→ 7,537 total
Holdings
- 1,058
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (1,058 underlying) - 1,266
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (1,266 underlying) - 1,769
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (1,769 underlying) - 2,722
Non Qualified Stock Option (Right to Buy)
Exercise: $39.50Exp: 2034-02-28→ Common Stock (2,722 underlying) - 400
Depository Shares
- 1,919
Non Qualified Stock Option (Right to Buy)
Exercise: $57.17Exp: 2035-03-04→ Common Stock (1,919 underlying) - 520
Restricted Share Units
→ Common Stock (520 underlying) - 361
Restricted Share Units
→ Common Stock (361 underlying) - 642
Restricted Share Units
→ Common Stock (642 underlying) - 380
Restricted Share Units
→ Common Stock (380 underlying)
Footnotes (13)
- [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F11]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
- [F12]The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
- [F13]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.
- [F3]Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
- [F4]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
- [F5]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
- [F6]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
- [F8]The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
- [F9]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001283697
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 9:44 AM ET
- Size
- 19.0 KB