Home/Filings/4/0001025953-11-000030
4//SEC Filing

ANDERSON W LANCE 4

Accession 0001025953-11-000030

CIK 0001025953other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:27 PM ET

Size

15.5 KB

Accession

0001025953-11-000030

Insider Transaction Report

Form 4
Period: 2011-03-15
ANDERSON W LANCE
DirectorChief Executive Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2011-03-15+109,750219,500 total
    Exercise: $0.51From: 2013-12-31Exp: 2021-03-15Common Stock (109,750 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-03-15+109,750329,250 total
    Exercise: $0.51From: 2014-12-31Exp: 2021-03-15Common Stock (109,750 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-03-15+109,750109,750 total
    Exercise: $0.51From: 2012-12-31Exp: 2021-03-15Common Stock (109,750 underlying)
  • Other

    Common Stock

    2011-08-23$0.43/sh2,748$1,1830 total(indirect: By 401(k))
  • Award

    Employee Stock Option (right to buy)

    2011-03-15+109,750439,000 total
    Exercise: $0.51From: 2015-12-31Exp: 2021-03-15Common Stock (109,750 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    36,111
  • Common Stock

    142,936
  • Common Stock

    (indirect: By son)
    35,729
Footnotes (1)
  • [F1]In a non-discretionary transaction, the board of directors of NovaStar Financial, Inc. approved the liquidation of the Company Stock Fund in the 401(k) plan, eliminating the Company Stock Fund as an investment alternative, and the plan administrator reinvested the participants accounts into a different fund.

Issuer

NOVASTAR FINANCIAL INC

CIK 0001025953

Entity typeother

Related Parties

1
  • filerCIK 0001208571

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:27 PM ET
Size
15.5 KB