4/A//SEC Filing
KINGSNORTH COLIN 4/A
Accession 0001026777-03-000029
CIK 0000836267other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 3:00 PM ET
Size
19.4 KB
Accession
0001026777-03-000029
Insider Transaction Report
Form 4/AAmended
LAXEY PARTNERS LTD
Other
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
LAXEY INVESTORS LP
Other
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
LP VALUE LTD
Other
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
Transactions
- Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote)
KINGSNORTH COLIN
10% Owner
Transactions
- Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote)
LAXEY INVESTORS LTD
Other
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
PEGGE ANDREW
10% Owner
Transactions
- Purchase
Common Stock
2003-11-05$4.73/sh+63,200$298,936→ 4,704,856 total(indirect: See footnote) - Purchase
Common Stock
2003-11-06$4.65/sh+630,000$2,932,020→ 5,334,856 total(indirect: See footnote)
Footnotes (3)
- [F1]These shares are owned directly by LIL and indirectly by (i) Laxey as the investment manager of LIL, (ii) Kingsnorth pursuant to Kingsnorth's ownership interest of one half of the outstanding equity of Laxey, and (iii) Pegge pursuant to Pegge's ownership interest of one half of the outstanding equity of Laxey. No other member of the "group" had a pecuniary interest in such shares under current Exchange Act rules and regulations.
- [F2]On November 5, 2003, Laxey owned 1,000 shares directly and 4,703,856 shares indirectly as the investment manager of each of Catalyst, LPV, LLP, LIL and LUV ( subject to the overall control of each entity's board of directors or general partner (as applicable)) and as the investment manager of various third party discretionary accounts managed for unaffiliated entities. Kingsnorth owned indirectly all such shares pursuant to Kingsnorth's ownership interest of one half of the outstanding equity of Laxey and Pegge owned indirectly all such shares pursuant to Pegge's ownership interest of one half of the outstanding equity of Laxey.
- [F3]On November 6, 2003, Laxey owned 1,000 shares directly and 5,333,856 shares indirectly as the investment manager of each of Catalyst, LPV, LLP, LIL and LUV (subject to the overall control of each entity's board of directors or general partner (as applicable)) and as the investment manager of various third party discretionary accounts managed for unaffiliated entities. Kingsnorth owned indirectly all such shares pursuant to Kingsnorth's ownership interest of one half of the outstanding equity of Laxey and Pegge owned indirectly all such shares pursuant to Pegge's ownership interest of one half of the outstanding equity of Laxey.
Documents
Issuer
R O C TAIWAN FUND
CIK 0000836267
Entity typeother
Related Parties
1- filerCIK 0001255869
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 3:00 PM ET
- Size
- 19.4 KB