MID STATE RACEWAY INC 4
4 · MID STATE RACEWAY INC · Filed Aug 17, 2004
Insider Transaction Report
Form 4
MID STATE RACEWAY INCMRWY.PK
Scott Shawn A
10% Owner
Transactions
- Sale
Common Stock Warrant (right to buy)
2004-04-10−1,100,000→ 0 total(indirect: By LLC)Exercise: $2.00From: 2002-08-28Exp: 2007-08-31→ common stock (1,100,000 underlying) - Sale
Common Stock Warrant (right to buy)
2004-04-10−50,000→ 0 total(indirect: By LLC)Exercise: $2.00From: 2002-08-01Exp: 2007-03-31→ common stock (50,000 underlying) - Sale
Common STock Warrant (right to buy)
2004-04-10−100,000→ 0 total(indirect: By LLC)Exercise: $2.00From: 2002-08-01Exp: 2007-07-31→ common stock (100,000 underlying)
Footnotes (2)
- [F1]All of the warrants were sold by All Capital, LLC in a private transaction together with an aggregate of 469,549 shares of common stock of the Issuer held by an affiliate entity and a director of the Issuer. The aggregate purchase price paid was $9 million of which $7 million was in the form of promissory notes to All Capital.
- [F2]The Reporting Person is the sole member and manager of All Capital, LLC.