Thomas Richard C 4
4 · PACIFIC PREMIER BANCORP INC · Filed Mar 17, 2022
Insider Transaction Report
Form 4
Thomas Richard C
Director
Transactions
- Award
PPBI Common Stock
2022-03-15+2,031→ 3,476 total - Gift
PPBI Common Stock
2022-03-17−1,445→ 2,031 total - Gift
PPBI Common Stock
2022-03-17+1,445→ 10,702 total(indirect: By Trust)
Footnotes (4)
- [F1]Restricted Stock which vests in full on the first anniversary of the date of grant.
- [F2]Includes 2,031 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. The amount of shares beneficially owned has been adjusted down one share from the previously filed Form 4 to correct for rounding in calculating the exchange of Opus Bank common stock in connection with the merger of Opus Bank into Pacific Premier Bank. Due to the fact that multiple exchange transactions occurred, one share in the aggregate was cashed out due to rounding.
- [F3]On March 17 2022, the reporting person transferred 1,445 directly owned shares of PPBI common stock to The Barbara J. Thomas, Richard Thomas UA 10-11-1996 Richard and Barbara Thomas Family Trust. The reporting person shares voting and disposition control over shares held by the Trust.
- [F4]Shares held by The Barbara J. Thomas, Richard Thomas UA 10-11-1996 Richard and Barbara Thomas Family Trust.