4//SEC Filing
SAUER DANFOSS INC 4
Accession 0001031323-04-000070
CIK 0000865754operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 2:44 PM ET
Size
25.3 KB
Accession
0001031323-04-000070
Insider Transaction Report
Form 4
MURMANN JAN
10% Owner
Transactions
- Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Gift
Common Stock
2004-12-10−300,000→ 3,000 total
MURMANN KLAUS H
Director10% Owner
Transactions
- Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total
MURMANN KNUTH ULRIKE
10% Owner
Transactions
- Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.)
ZOELLNER BRITTA
10% Owner
Transactions
- Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total
MURMANN MBAPPE ANJA
10% Owner
Transactions
- Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total
ZOELLNER CHRISTA
10% Owner
Transactions
- Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.)
KLAUS MURMANN CO KG
10% Owner
Transactions
- Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total
KEIM NICOLA
Director
Transactions
- Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.) - Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total
MURMANN SVEN
Director10% Owner
Transactions
- Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.)
MURMANN HANNELORE
10% Owner
Transactions
- Purchase
Common Stock
2004-12-10$20.01/sh+300,000$6,003,000→ 303,000 total - Gift
Common Stock
2004-12-10−300,000→ 3,000 total - Sale
Common Stock
2004-12-10$20.01/sh−300,000$6,003,000→ 7,613,825 total(indirect: See footnotes.)
Footnotes (8)
- [F1]Certain reporting persons engaged in two contemporaneous transactions with respect to these 300,000 shares for the purpose of making a charitable donation. Klaus H. Murmann and Hannelore Murmann, who may be deemed to be a 10% owner of the issuer, purchased the 300,000 shares from Sauer Holding GmbH, a German limited liability company ('Sauer Holding'), which is a 10% owner of the issuer. That purchase constituted a sale of the 300,000 shares by Sauer Holding. As described below, Sauer Holding is owned directly by Klaus H. Murmann & Co. KG, a German limited partnership ('Murmann KG'), and indirectly by Klaus H. Murmann, Hannelore Murmann, and other reporting persons. Klaus H. Murmann and Hannelore Murmann then donated the 300,000 shares to a charitable Student Foundation, which is not a reporting person.
- [F2]Because the filing system does not accommodate joint filings by more than 10 persons, this Form 4 constitutes Part 1 of a two-part filing. Part 2 is identical in content but is signed by the remaining joint filers.
- [F3]These shares are owned directly by Sauer Holding. These shares are also owned indirectly by Murmann KG, the 100% owner of Sauer Holding. Murmann KG may be deemed to be a 10% owner of the issuer. These shares are also owned indirectly by Klaus H. Murmann and Hannelore Murmann as the general partners of Murmann KG and by Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, Anja Murmann-Mbappe, Christa Zoellner, and Britta Zoellner as limited partners of Murmann KG who share the power to vote on investment decisions. Sven Murmann and Nicola Keim are directors and may be deemed to be 10% beneficial owners of the issuer. Hannelore Murmann, Ulrike Murmann-Knuth, Jan Murmann, Anja Murmann-Mbappe, Christa Zoellner, and Britta Zoellner may be deemed to be 10% beneficial owners of the issuer.
- [F4](Continuation of Footnote 3) Klaus H. Murmann and Hannelore Murmann each disclaim beneficial ownership of 6,128,368 of these securities. Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, and Anja Murmann-Mbappe each disclaim beneficial ownership of 6,466,422 shares of these securities. Christa Zoellner and Britta Zoellner each disclaim beneficial ownership of 7,418,150 shares of these securities. This report shall not be deemed an admission that any of Klaus H. Murmann, Hannelore Murmann, Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, Anja Murmann-Mbappe, Christa Zoellner, or Britta Zoellner is the beneficial owner of the disclaimed securities for purposes of Section 16 or for any other purpose.
- [F5]In addition to the 7,613,825 shares, an additional 10,474,000 shares are owned directly by Sauer GmbH, a German limited liability company ('Sauer GmbH'), which is a 10% owner of the issuer. These shares are also owned indirectly by Sauer Holding, as a result of its owning 100% of Sauer GmbH. These shares are also owned indirectly by Murmann KG, the 100% owner of Sauer Holding. These shares are also owned indirectly by Klaus H. Murmann and Hannelore Murmann as the general partners of Murmann KG and by Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, Anja Murmann-Mbappe, Christa Zoellner, and Britta Zoellner as limited partners of Murmann KG who share the power to vote on investment decisions.
- [F6](Continuation of Footnote 5) Klaus H. Murmann and Hannelore Murmann each disclaim beneficial ownership of 8,429,717 shares of these securities. Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, and Anja Murmann-Mbappe each disclaim beneficial ownership of 8,894,719 shares of these securities. Christa Zoellner and Britta Zoellner each disclaim beneficial ownership of 10,203,844 shares of these securities. This report shall not be deemed an admission that any of Klaus H. Murmann, Hannelore Murmann, Sven Murmann, Nicola Keim, Ulrike Murmann-Knuth, Jan Murmann, Anja Murmann-Mbappe, Christa Zoellner, or Britta Zoellner is the beneficial owner of the disclaimed securities for purposes of Section 16 or for any other purpose.
- [F7]In addition to these shares, an additional 7,000 shares are owned directly by Sven Murmann.
- [F8]In addition to these shares, an additional 7,000 shares are owned directly by Nicola Keim.
Documents
Issuer
SAUER DANFOSS INC
CIK 0000865754
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000865754
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 2:44 PM ET
- Size
- 25.3 KB