4//SEC Filing
SIEBEL THOMAS M 4
Accession 0001031530-25-000010
CIK 0001577526other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:39 PM ET
Size
16.2 KB
Accession
0001031530-25-000010
Insider Transaction Report
Form 4
SIEBEL THOMAS M
DirectorExecutive Chairman10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-11-01−53,125→ 106,250 total→ Class A Common Stock (53,125 underlying) - Exercise/Conversion
Class A Common Stock
2025-11-01+53,125→ 53,125 total - Sale
Class A Common Stock
2025-11-03$17.30/sh−27,545$476,529→ 25,580 total - Gift
Class A Common Stock
2025-11-04−25,580→ 0 total - Gift
Class A Common Stock
2025-11-04+25,580→ 1,980,880 total(indirect: See Footnote)
Holdings
- 9,216(indirect: See Footnote)
Class A Common Stock
- 170,294(indirect: See Footnote)
Class A Common Stock
- 72,695(indirect: See Footnote)
Class A Common Stock
- 1,237,115(indirect: See Footnote)
Class A Common Stock
Footnotes (9)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- [F2]Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
- [F3]The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.37, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
- [F5]The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
- [F6]The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
- [F7]The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
- [F8]The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
- [F9]6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0001031530
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:39 PM ET
- Size
- 16.2 KB