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4//SEC Filing

SIEBEL THOMAS M 4

Accession 0001031530-26-000002

CIK 0001577526other
View on SEC.govCompany Profile

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 4:20 PM ET

Size

14.2 KB

Accession

0001031530-26-000002

Insider Transaction Report

Form 4
Period: 2026-01-13
C3.ai, Inc.AI
SIEBEL THOMAS M
DirectorExecutive Chairman10% Owner
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-01-13$2.04/sh+212,586$433,675→ 934,948 total
  • Sale

    Class A Common Stock

    [F1][F2]
    2026-01-13$13.52/sh−212,586$2,874,163→ 722,362 total
  • Sale

    Class A Common Stock

    [F1][F2]
    2026-01-13$13.52/sh−309,589$4,185,643→ 632,256 total(indirect: See Footnote)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    [F1][F7]
    2026-01-13−212,586→ 2,787,414 total
    Exercise: $2.04Exp: 2027-11-07→ Class A Common Stock (212,586 underlying)
Holdings

  • Class A Common Stock

    [F3]
    (indirect: See Footnote)
    9,216

  • Class A Common Stock

    [F4]
    (indirect: See Footnote)
    170,294

  • Class A Common Stock

    [F5]
    (indirect: See Footnote)
    72,695

  • Class A Common Stock

    [F6]
    (indirect: See Footnote)
    1,237,115
Footnotes (7)
  • [F1]The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
  • [F2]The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.265 to $14.20, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F3]The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
  • [F4]The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
  • [F5]The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
  • [F6]The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
  • [F7]Fully vested.
Signature
/s/ Thomas M. Siebel|2026-01-14

Documents

1 file

Issuer

C3.ai, Inc.

CIK 0001577526

→
Entity typeother

Related Parties

1
  • filerCIK 0001031530

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 4:20 PM ET
Size
14.2 KB
View on SEC.gov