FARMER FOREST J SR 4
4 · LUBRIZOL CORP · Filed Aug 26, 2009
Insider Transaction Report
Form 4
FARMER FOREST J SR
Director
Transactions
- Exercise/Conversion
Common Shares
2009-08-24$30.18/sh+2,500$75,438→ 20,679 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2009-08-24−2,500→ 0 totalExercise: $30.18Exp: 2014-03-22→ Common Shares (2,500 underlying) - Exercise/Conversion
Common Shares
2009-08-24$33.45/sh+1,500$50,168→ 18,179 total - Sale
Common Shares
2009-08-24$62.02/sh−4,000$248,080→ 16,679 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2009-08-24−1,500→ 0 totalExercise: $33.45Exp: 2012-04-22→ Common Shares (1,500 underlying)
Footnotes (4)
- [F1]This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $62.00 and $62.04. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F2]The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on April 22, 2003, 25% on April 22, 2004, and 25% on April 22, 2005.
- [F4]These options vested in three installments as follows: 50% on March 22, 2005, 25% on March 22, 2006, and 25% on March 22, 2007.