Ethos Technologies Inc.·3

Jan 28, 8:36 PM ET

KUNZE JOHN H 3

3 · Ethos Technologies Inc. · Filed Jan 28, 2026

Insider Transaction Report

Form 3
Period: 2026-01-28
KUNZE JOHN H
Director
Holdings
  • Class A Common Stock

    [F1][F2][F3]
    24,193
  • Option (right to buy)

    [F4]
    Exercise: $2.98Exp: 2029-10-30Class A Common Stock (32,879 underlying)
  • Option (right to buy)

    [F4]
    Exercise: $3.06Exp: 2031-02-25Class A Common Stock (16,439 underlying)
Footnotes (4)
  • [F1]Includes 7,234 shares issuable on settlement of restricted stock units ("RSUs"). The vesting of the RSUs is contingent upon both (i) a service-based requirement (the "Service Milestone") and (ii) a liquidity event-based requirement (the "Liquidity Event Milestone"). If both the Service Milestone and the Liquidity Event Milestone are achieved, the shares subject to the RSU vest quarterly over the 12 months following November 15, 2022. The Liquidity Event Milestone was satisfied upon the effectiveness of the Issuer's registration statement on Form S-1 in connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO").
  • [F2]Includes 15,571 shares issuable on settlement of RSUs. If both the Service Milestone and the Liquidity Event Milestone are achieved, the shares subject to the RSU vest quarterly over the 24 months following February 15, 2024. The Liquidity Event Milestone was satisfied upon the effectiveness of the Issuer's registration statement on Form S-1 in connection with the IPO.
  • [F3]Includes 1,388 shares issuable on settlement of RSUs. If both the Service Milestone and the Liquidity Event Milestone are achieved, the shares subject to the RSU vest quarterly over the 12 months following February 15, 2026. The Liquidity Event Milestone was satisfied upon the effectiveness of the Issuer's registration statement on Form S-1 in connection with the IPO.
  • [F4]Fully vested.
Signature
/s/ Porter Nolan, Attorney-in-Fact|2026-01-28

Documents

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